2017 Fiduciary September

Fiduciary September, established in 2012 by the Institute, is the Institute’s annual month-long special recognition of the vital role of fiduciary duties for investors and the capital markets.

In announcing the Fiduciary September 2017 program, Institute President, Knut Rostad, said. “We are proud to again have TD Ameritrade Institutional as the exclusive sponsor of Fiduciary September in this very important year for fiduciary duties, advice and investors. The importance of fiduciary remains front and center in 2017. The DOL Rule is being implemented amidst historic legal and political challenges. Meanwhile, firms are making product and pricing changes to comply. The SEC is requesting additional industry input for a “uniform standard; the new SEC Chairman has spoken clearly of his “limited government” view of fiduciary. Further, the CFP Board has proposed revisions to its standards. Market forces continue to disrupt established advice practices and create new advice opportunities; investor distrust, continues to keep many investors away from advice.”

 

Events

September 19, 2017  – How fiduciary advisors need to talk so investors (really) listen: Jane Bryant Quinn and Terry Savage, nationally acclaimed personal finance writers, speak out.

News

August 8, 2017  –  Fiduciary September 2017: Era of Fiduciary Promise Brings Uncertainty With Implementation
September 6, 2017  – Broker/Advisor “Titles”: Potential Rulemaking at the SEC: discussion slides (pdf) and webcast replay (registration required)
September 7, 2017 – A Debate On The DOL Fiduciary Rule: Affirmative Statement and Rebuttal

Media

August 28, 2017   –  Walking the Walk

 

 

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