- Best Practices
- Fiduciary September
- Campaign for Investors
Institute & Industry Leaders
Institute and industry leaders speak out on fiduciary duties and practices and for investors with clarity. Here are some recent instances where their voices have been heard. Please feel free to email the Institute examples you see.
CFA Institute President and CEO, Paul Smith urges SEC to “regain control” of the fiduciary standard “by regulating the titles that those who provide personalized investment advice can use.”
Leader of hourly financial planning movement says Institute program provides much-needed clarity to help investors know what to expect from a fiduciary advisor
On January 28, 2017
The advisor world’s best-known advisor’s “advisor,” Bob Veres, has written extensively on how very different broker-dealers (sales persons) are from independent advisors.
On December 18, 2016
The investor watchdog talks to ThinkAdvisor about why SEC Chair White is a ‘bad SEC chair for investors’ and why the Social Security trust fund isn’t as important as many think.
On December 11, 2016
There can be changes around the edges, or changes at the core, but I expect with certainty that there will be uncertainty for a while.
Ms. Williams’ research on the link between fee transparency and advisor value garnered the 2016 Asset Manager—Thought Leadership Education Award for State Street Global.
On June 29, 2016
Michael Zeuner spoke recently at a conference in Geneva, Switzerland in front of 150 bankers, lawyers, and trustees, about how the new fiduciary standard will impact trustees and advisors.